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Nickii Mallia

Business Development Manager

Aqubix Ltd - KYC Portal

Member since

21 Nov 2021

Location

Naxxar

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Nickii's opinions

Strategies for Effective Client Lifecycle Management

Effective client lifecycle management extends beyond initial onboarding. It involves continuous monitoring, relationship management, and customer engagement. Here are some strategies to enhance CLM: Risk-Based Approach Adopt a risk-based approach to client management. Prioritise high-risk clients for more frequent reviews and enhanced due diligence...

27 November 2024 /regulation /crime

Best Practices for Implementing a KYC/AML platform in Financial Institutions

In the rapidly evolving financial landscape, implementing a robust KYC/AML platform is paramount for financial institutions. Effective processes not only ensure regulatory compliance but also enhance customer experience and streamline operations. This blog outlines the steps for a successful KYC/AML platform implementation, addresses common challe...

17 July 2024 /regulation /crime RegTech

Importance of having a trustworthy KYC system - In-house vs Third Party Providers

You never get a second chance to make a great first impression and since onboarding a new client is your first main contact between your company and your new client, the experience should not be confusing or frustrating. The onboarding experience is often viewed as the foundation for what dealing with your company will be like, so having a trustwo...

21 July 2022 /regulation /retail RegTech

The most reliable asset in the compliance team is not who (or what) you think!

“I am confident and incredibly focused on my work. I can guarantee that I will never miss any kind of anomaly or issue within the compliance processes of your company. I will work tirelessly 24 by 7 and no matter how many new subjects you plan on on-boarding in the future, I can take it. I can assure you that I will identify expired documents way ...

26 January 2022 /regulation /crime Operational Risk Management

The importance of meeting Regulatory Reporting Obligations

Any compliance officer will tell you that financial safety is the first benefit associated with regulatory compliance. Compliance officers are requested to issue reports to ensure they’re complying with the industry standards, laws, rules, and regulations set by government agencies and regulatory bodies, no matter the industry or company size. It ...

11 January 2022 /regulation /crime Operational Risk Management

Single Customer View – the benefits for due diligence processes

Customers are at the centre of any business, yet very few firms truly understand who their customers are. It is known that one of the biggest challenges in this industry is the ability to identify the uniqueness of human beings, therefore having the lack of a Single Customer View (SCV) within your database. Without a SCV and real-time insights, or...

07 January 2022 /regulation /crime Operational Risk Management

Importance of Achieving Perpetual KYC

In today’s world it is vital to adopt a continuous KYC (cKYC) approach rather than the inefficient costly periodic client reviews and remediation projects, to understand your customers' risk profile throughout their relationship or lifecycle. From the point a prospect approaches an organisation to be on-boarded as a customer and during the customer...

05 January 2022 /regulation /crime Operational Risk Management