Financial Services Regulation

Group founded 01 Jul 2010
Posts 558
Members 60
Group summary

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

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CRD IV - EBA confirms more reporting requirements

The European Banking Authority (EBA) has published additional questions and answers (Q&As) on the Capital Requirements Directive and Regulation (CRD IV) under the single rulebook. In respect of re...

29 Jan 2014
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European Commission publishes ITS on supervisory reporting

The European Commission has published a draft implementing Regulation setting out implementing technical standards (ITS) on the supervisory reporting to competent authorities by institutions under the...

29 Jan 2014
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Interconnection between EMIR recognition and CCPs treatment

In November 2013, the International Organization of Securities Commissions (IOSCO) wrote to the European Commissioner (EC) for Internal Market and Services, highlighting issues regarding the recogniti...

28 Jan 2014
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MiFID 2-MiFIR: agreement reached on legislative texts

An agreement in principle at EU level has been reached on the revised Market in Financial Instruments Directive and associated Regulation (MiFID 2/MiFIR). Key elements of the agreed new rules include...

28 Jan 2014
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Greek Presidency to complete MiFID legislative changes

The Greek finance minister, has set out the priorities for Greece’s Presidency of the Council of Economic and Financial Affairs (ECOFIN) including: Banking union - to finalise the framework for the S...

27 Jan 2014
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PRA will notify firms in scope for Solvency II

The Prudential Regulatory Authority (PRA) has published 36 questions and answers (Q&As) following on from its Solvency II industry briefing. Answers have been provided to a number of questions inc...

27 Jan 2014
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PRA publishes rulebook for CRD IV

The Prudential Regulatory Authority (PRA) is rewriting its handbook in order to create the PRA rulebook that will apply only to PRA authorised firms. The rulebook will aim to be consistent with PRA o...

23 Jan 2014
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FCA confirms policy development timelines

The Financial Conduct Authority (FCA) has published its ninth policy development update which contains a timetable of forthcoming publications including: In Q1/2 2014 a policy statement to CP13/5 on ...

23 Jan 2014
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MiFID waivers from pre-trade transparency requirements

The European Securities and Markets Authority (ESMA) has published a compilation of Committee of European Securities Regulators positions and ESMA opinions on waivers from pre-trade transparency under...

13 Jan 2014
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PRA sets out key decisions on capital standards under CRD IV

The Prudential Regulation Authority (PRA) has announced key decisions on capital standards ahead of the introduction of a new European capital regime (CRD IV) next year. These decisions aim to enhanc...

07 Jan 2014
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New capital regime calls for increasd operational efficiency

Money, as they say, does not grow on trees. Balance sheets must balance, and capital requirements must be met. Next year will see the implementation of the new European capital regime - the Capital Re...

06 Jan 2014
Retired Member

The 2013 Mortgage Market in 140 Characters or Less

2013 has been a pivotal year in the mortgage market – final rules for MMR, new regulatory bodies with the PRA and FCA, house sales and mortgage sales starting to rise, a new Governor of the Bank of En...

20 Dec 2013

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