Financial Services Regulation

Group founded 01 Jul 2010
Posts 558
Members 60
Group summary

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

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EBA issues further updates on supervisory reporting

The European Banking Authority (EBA) has published new questions and answers (Q&As) on issues raised relating to supervisory reporting, increasing the number of Q&A to 218. The new Q&As in...

03 Apr 2014
Retired Member

EBA consults on RTS on data waiver under the CRR

The Capital Requirements Regulation (CRR) requires the European Banking Authority (EBA) to develop draft regulatory technical standards (RTS) to specify the conditions under which competent authoritie...

02 Apr 2014
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ACER publishes draft manual on trade reporting under REMIT

The Agency for the Cooperation of Energy Regulators (ACER) has launched a public consultation on its Trade Reporting User Manual (TRUM) for trade reporting under the Regulation for Wholesale Markets I...

02 Apr 2014
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Commission adopts regulation on penalties for TR under EMIR

Under the Regulation on OTC derivatives, central counterparties and trade repositories (EMIR), the European Securities and Markets Authority (ESMA) is responsible for the registration and supervision ...

01 Apr 2014
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IOSCO reaffirms commitment to global regulatory change

The International Organization of Securities Committees (IOSCO) has outlined the four dimensions it will seek to achieve in its role as a global reference point for securities regulators, the industry...

31 Mar 2014
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PRA confirms its statement of strategy

The Prudential Regulatory Authority (PRA) has published its statement of strategy for 2014/15. The document sets the following aims of the PRA, to: • continue to implement the forward-looking, judgem...

28 Mar 2014
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LEI common data format for pre-LOUs agreed

The Legal Entity Identifier (LEI) Regulatory Oversight Committee has issued a status report and accompanying table which sets out the basic elements of a common data format to be used by pre-local ope...

27 Mar 2014
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EC responds to ESMA on financial instruments

On 20 March 2014 ESMA published the European Commission's (EC) response (dated 26 February 2014) to ESMA's letter of 14 February 2014 regarding the classification of financial instruments as derivativ...

26 Mar 2014
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Firms subject to EMIR must continue transaction reporting

The Financial Conduct Authority (FCA) has updated its transactin reporting webpage to remind firms that following the start of the Regulation on OTC derivative transactions, central counterparties and...

25 Mar 2014
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Regulators’ role in data reporting is growing

In a speech given by the Financial Conduct Authority's (FCA) Director of Markets on regulatory developments and the changing market structure, Mr Lawton provided details from the global, EU and a dome...

24 Mar 2014
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ESMA updates EMIR questions and answers

The European Securities and Markets Authority (ESMA) has updated its question and answers (Q&As) on the Implementation of the Regulation (EU) No 648/2012 on OTC derivatives central counterparties ...

21 Mar 2014
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CFTC requests public comment on Swap Data Reporting Rules

The Commodity Futures Trading Commission (CFTC) has issued a request for public comment on its swap data recordkeeping and reporting requirements which require reporting counterparties and reporting e...

20 Mar 2014

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