Financial Services Regulation

Group founded 01 Jul 2010
Posts 558
Members 60
Group summary

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

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Retired Member

Behind the Curtains of the World’s Key Interest Rate Benchmark

Regulators across the world looking for new strategies to strengthen the Financial Benchmark regime is evidently clear by now. The Financial Stability Board (FSB) driven multi-rate approach, which rel...

25 Jul 2016
Retired Member

I thought I was clever enough to not get caught

Since November 2015, our machine learning tool for detecting spoofing and market manipulation has been getting a lot of buzz. The company has a record of detecting market manipulation in listed deriva...

20 Jul 2016
Retired Member

Why Front Running Traders Hurt Fair and Open Markets

Front Running (a.k.a. Trading Ahead) is the unethical practice of a trading based on information about a pending order or trade that someone else needs to make or will soon make. Using this private i...

11 Jul 2016
Retired Member

Wash Trading isn’t Victimless

Wash trading is defined by the Chicago Mercantile Exchange in rule 534 as trading where the trader knows that no change in beneficial ownership occurs. In wash trading there is no market risk, and no...

05 Jul 2016
Retired Member

CFTC Enforcement Actions: Haunted Past or A Hopeful Future?

The aftershocks of financial benchmark crisis that shook the financial world not-so-long-ago are felt even today with the regulators around the world still picking up the remnants of investor confiden...

04 Jul 2016
Retired Member

US Fed’s Alternative Reference Rate - Unearthing the LIBOR Replacement

Lately, If you are anyway related to the financial industry, chances are you would have heard about the buzz word of Financial Regulatory Reforms. A clear consequence of scandalous activity that domin...

29 Jun 2016
Retired Member

Quote Stuffing Disrupting Markets

Is the price you are seeing on your investment screen the current price? How do you really know? What if you are an algorithmic trader? Is that price and size really there? Quote stuffing is a messagi...

27 Jun 2016
Retired Member

European Benchmark Regulation - Sufficient to Prevent a LIBOR Like Crisis Repeat?

The ink has not yet dried on the drafts of European Benchmark Regulation (The Regulation) and while the markets and the industry are trying to gauge the effect of this all encompassing regulation, one...

23 Jun 2016
Retired Member

Regulatory Access to Trading Algorithms is Overkill

The former CFTC commissioner Bart Chilton went on record with CNBC saying that the Source Code requirements in Regulation Algorithmic Trading (REG-AT) is extreme overkill and a very slippery slope. Ma...

22 Jun 2016
Retired Member

LIBOR, EURIBOR and TIBOR - Taking Stock Half-A-Decade Later

It is not surprising that the ripples created by financial benchmark manipulations from a half-decade ago are felt even today in the form of convictions, appeals, fines and more importantly tighter re...

16 Jun 2016
Retired Member

Bank of England’s Risk-Free Reference Rates - In the Quest of LIBOR Replacement

Recap For the better half of this decade, one could not help but hear and acknowledge the growing phenomenon of Financial Benchmark Reforms - an aftermath of manipulation and false reporting of global...

09 Jun 2016
Stuart Lacey

Two years to comply: how to meet incoming EU Data Protection Regulation

There are now less than two years until the General Data Protection Regulation (GDPR) comes into force. It will fundamentally change the way that companies capture, manage and store information. Thre...

07 Jun 2016

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