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CFTC allows use of LEIs for reporting regulations and more

29 November 2013 Be the first to comment

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The Commodities and Futures Trading Commission (CFTC) has confirmed that registered entities and swap counterparties subject to the CFTC swap data record keeping and reporting regulations concerning Legal Entity Identifiers (LEIs) can now comply with those regulations by using and LEI issued by an LEI provider endorsed by the Regulatory Oversight Committee of the global LEI system.

This means that after 30 October compliance can be achieved by using CICIs the CFTC Interim Compliant Identifiers or by using other LEI codes endorsed by the ROC.

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