Head of Legal and Compliance
6 Monks
Feb 2022 - Present
• Developing and leading corporate legal strategy to
promote and protect 6M’s interests.
• Carry-out statutory and regulatory duties maintaining
high level of knowledge of the team from a legal and
regulatory perspective.
• Identification and assessment of legal and regulatory
change and related impact assessment.
• Assist in ensuring the business activities comply with
the internal Compliance policies and external regulatory
requirements through advice, guidance and credible
challenge on compliance relevant issues.
• Co-management of on-going relationship and
engagement with the CSSF including instruction of the
AIFM file, managing on-site exams/visits, coordinating
responses to questionnaires or other similar information
requests.
• Ensure the Compliance function has sufficient controls
and is compliant with internal policies, procedures and
external regulations.
• Review that staffing levels and expertise are
appropriate for the Legal and Compliance team and
ens