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Julie Bourgeois

Head of Legal and Compliance
6 Monks
Member since
30 Apr
Location
Luxembourg
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Followed by John Sims, Martha Boyle and 5 others you follow

Bio

Julie Bourgeois is a legal and compliance expert with extensive experience in regulatory frameworks and corporate governance. As Head of Legal and Compliance at 6 Monks (6M), she oversees the company’s legal strategy, ensuring regulatory adherence and risk mitigation for investment funds. She also manages internal policies, external audits, and relationships with financial regulators. Her role involves working closely with senior management and board members to ensure that all legal and compliance matters align with the company’s long-term strategic goals.

Experience

Head of Legal and Compliance
6 Monks
Feb 2022 - Present
• Developing and leading corporate legal strategy to promote and protect 6M’s interests. • Carry-out statutory and regulatory duties maintaining high level of knowledge of the team from a legal and regulatory perspective. • Identification and assessment of legal and regulatory change and related impact assessment. • Assist in ensuring the business activities comply with the internal Compliance policies and external regulatory requirements through advice, guidance and credible challenge on compliance relevant issues. • Co-management of on-going relationship and engagement with the CSSF including instruction of the AIFM file, managing on-site exams/visits, coordinating responses to questionnaires or other similar information requests. • Ensure the Compliance function has sufficient controls and is compliant with internal policies, procedures and external regulations. • Review that staffing levels and expertise are appropriate for the Legal and Compliance team and ens
Internal Regulatory Affairs Director
Atoz Tax Advisers
Jan 2021 - Jan 2022
• Implementation of internal procedures and policies for the entities of the Atoz Group. • Drafting, review, internal and external coordination of services agreements and assignment letters. • Set-up of the internal regulatory framework from a legal and compliance point of view. • Review of the data protection framework. • Implementation of the AML framework, policies and procedures for non-regulated AIFs.
Legal Director
Atoz Services S.A.
Jan 2020 - Jan 2021
• Launch of the corporate secretary practice • Managing a complex and diversified portfolio of clients with all aspects of company legislation • Coordination and supervision of the senior and junior officers and operating a quality review of work performed and workload
Legal Director
Atoz Tax Advisers
Jan 2011 - Jan 2019
• Managing a complex and diversified portfolio of clients with all aspects of corporate law. • Providing and ensuring good governance on our clients’ structures. • Organization and attendance to board/shareholders meetings, including preparation / review of minutes and follow-up on action points. • Review of legal and financing documentation. • Preparation, review and coordination of condition precedent to M&A projects and deals. • Managing a team 10 people from training to performance monitoring. • Drafting of legal and companies’ implementation and financing documentation. • Involvement in the AML/KYC clients onboarding through prior analysis of ultimate beneficial ownership structure. • Coordinate signature gathering and perform due controls on collected documents (signature, legislation, administrative follow-up).
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Latest opinions

Julie Bourgeois

Governing Alt-Assets in Europe: A Level Playing Field

With AIFMD II implementation, MiCA enforcement for crypto assets, and SFDR refinements shaping the landscape, regulators are expected to increase scrutiny on risk management, ESG transparency, and fund liquidity, while industry bodies push for more harmonization across jurisdictions. The challenge remains balancing investor protection with the fle...

18 hours Alternative Investments

Julie writes about

  • regulation & compliance
  • wealth management
  • markets

Julie's opinion archive

  • 2025 (1)

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