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211 Results from 2021, /regulation

Beth Benedict

Beth Benedict SVP of Client Services at Rakuten Advertising

Finance Marketing 101: Understanding the Ins and Outs

Consumer finance is an extremely competitive space. Banks, lenders and credit card providers are battling against one another to win over new and existing customers with tailored reward incentives, flexible spending limits, low APR, etc. In order to succeed, financial institutions turn to data-driven marketing tactics to get in front of consumers ...

/regulation /retail Marketing in Financial Services

Alex Ford

Alex Ford President, North America and Chief Revenue Officer at Encompass | RegTech Association | Women in RegTech

Perpetual KYC – The journey to a digital operating model

Perpetual KYC or pKYC is an emerging concept in financial crime compliance. It has generated great interest and accelerated digital-first approaches because of the cost and risk benefits on offer if firms can maintain KYC profiles dynamically as new information becomes available. Today KYC is typically undertaken on 1, 3, and 5 year cycles which c...

/regulation /crime Banking Strategy, Digital and Transformation

Retired Member

Retired Member 

Responsible Artificial Intelligence for Anti-Money Laundering: How to Address Bias

Introduction The eager and rapid adoption of artificial intelligence (A.I.) by financial institutions (F.I.s) may surprise those outside this otherwise cautious industry. However, the industry consensus is clear that intelligent technologies such as A.I. are major factors in the race to differentiate and establish market share. For example, a surv...

/regulation /crime Innovation in Financial Services

Vladimir Ershov

Vladimir Ershov Head of Data Science & Machine Learning at Clausematch

AI for compliance obligation detection: teach your neural network the art of tagging

Keeping track of changing regulations is one of the biggest challenges regulated firms face today. Whether it’s the banking industry, the insurance industry, or the legal industry, it’s not easy for businesses to keep up with the vast number of changes in the regulatory space. Monitoring the constant changes can quickly become a burden for an org

/regulation Artificial Intelligence and Financial Services

Retired Member

Retired Member 

Privacy and Cybersecurity are so boring, let's stop talking about it

Aha, it seems I have your attention. But don't you agree? For most people, privacy and cybersecurity are just boring topics. Even scary, with all the fearmongering and hoodie-pictures being used to represent cybercrime. Customer centricity and outcome-driven messaging clearly hasn't reached the majority of the cybersecurity world yet. People aren't...

/security /regulation

Shagun Varshney

Shagun Varshney Senior Product Manager at Signifyd

Delegated Authentication Holds the Power to a Smoother SCA Experience

Much has been made about how the secret to successful strong customer authentication (SCA) is in the details — the exemptions, the exclusions, the version of 3DS in play. But one other detail, one vital to maintaining magnificent customer experience can’t be overlooked: the importance of delegated authentication. Simply put, operating your ecommer...

/payments /regulation Frictionless Payments

Retired Member

Retired Member 

How the FCA is reshaping its role post Brexit

As the UK and EU diverge, the FCA is taking the opportunity to adopt a more assertive role in shaping a more liberal regulatory environment. Throughout the Brexit process, FCA steered a resolutely bureaucratic line. Nevertheless, it has been left picking up the pieces as it prepared to adapt financial regulation to an uncertain post-Brexit future...

/regulation

Anne Plested

Anne Plested Regulation at ION Markets

MiFID II review stores up more compliance costs

As part of the ongoing wider review of MiFID II, ESMA is consulting on the rules around transparency. The consultation focuses on technical issues relating to post-trade data, among other things. In its recommendations, the European regulator revisits the groundworks to adjust the foundations for any future consolidated tape (CT). After the heavy ...

/regulation /markets

Retired Member

Retired Member 

What Biden’s Executive Order on Cybersecurity Means for Business

Joe Biden’s executive order on cybersecurity should be seen as a template for all companies to follow. The SolarWinds and Colonial Pipeline cybersecurity breaches demonstrated to President Biden that cybercrime is an issue of national security. His response shows the way forward not just for governments but the entire private sector. Biden’s exec...

/regulation

Konstantin Rabin

Konstantin Rabin Head of Marketing at Kontomatik

Scams and Fraud are already a Real Hazard for Financial Industry

Online scammers used fraudulent SMS about Covid-19 vaccinations, lockout penalties, and missing delivery deliveries to defraud UK customers out of a record £479 million last year. According to data provided by UK Finance, the banking industry organization, there was a 5% yearly increase in money lost to “authorized fraud,” which occurs when clients...

/regulation /crime

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