Financial Services Regulation

Group founded 01 Jul 2010
Posts 552
Members 60
Group summary

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

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PRA discusses Solvency II data issues

The Prudential Regulation Authority (PRA) has set up a Solvency II regulatory reporting industry working group, as a forum for the PRA and industry representatives to discuss technical, and practical,...

25 Feb 2014
Retired Member

PRA publishes feedback on Solvency II data collection

In May 2013, the Prudential Regulation Authority (PRA) sent targeted data collection requests to all internal model approval process firms. The PRA has now published feedback on its webpage on the da...

25 Feb 2014
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EU and US announce regulatory cooperation on SEFs and MTFs

The European Commission has released a statement announcing that the United States Commodity Futures Trading Commission (CFTC) and the European Commission have made significant progress towards a harm...

24 Feb 2014
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EMIR RTS on direct effect of contracts within the EU adopted

The European Commission has adopted regulatory technical standards (RTS) on contracts that have a direct, substantial and foreseeable effect of contracts within the EU to prevent the evasion of rules ...

24 Feb 2014
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ESMA programme shows no timeline for EMIR position reporting

The European Securities and Markets Authority (ESMA) has published its 2014 regulatory work programme which sets out ESMA’s regulatory work schedule including: technical standards under the Alternati...

21 Feb 2014
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FCA publishes factsheets on EMIR reporting readiness

The Financial Conduct Authority (FCA) has published two factsheets setting out its review findings relating to implementation of the regulation on over-the-counter derivatives, central counterparties ...

21 Feb 2014
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FCA seeks input on preparedness of firms for CRD IV

The Financial Conduct Authority (FCA) has updated its CRD IV webpage to explain that it has written to the Head of Compliance at firms subject to the Prudential sourcebook for Investment Firms (IFPRU)...

20 Feb 2014
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ISDA provides overview of US and EU OTC derivatives reforms

The International Swaps and Derivatives Association (ISDA) has published: a set of charts that provide a comparison of derivatives regulatory reforms under the laws of the US and the EU; and a set of...

19 Feb 2014
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EIOPA updates its Solvency II questions and answers

Insurance and Occupational Pensions Authority (EIOPA) has updated the questions and answers (Q&As) on its guidelines on submission of information to national competent authorities (NCAs) relating ...

19 Feb 2014
Retired Member

EIOPA sets timeline for enhanced reporting under Solvency II

In preparation for the application of the Solvency II regime the European Insurance and Occupational Pensions Authority (EIOPA) has stated that it will prepare: . two sets of ITS - set 1 on the appro...

18 Feb 2014
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EBA announces features of the 2014 EU-wide stress test

The European Banking Authority (EBA) has announced the key components of the 2014 EU-wide stress test that will be conducted on a sample of 124 EU banks. The stress tests aim to assist supervisors to ...

18 Feb 2014
Retired Member

ESMA seeks urgent clarification on derivatives under EMIR

The European Securities and Markets Authority (ESMA) has sent a letter to the European Commission asking for clarification of the definition of a derivative or derivative contracts under the European ...

17 Feb 2014

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