Latest Post-trade & ops announcements

CFTC hits ABN Amro Clearing with $1m fine

10 hours ago | 401 views | 0

The U.S. Commodity Futures Trading Commission (CFTC) issued an Order on June 18, 2013, filing and settling charges against ABN Amro Clearing Chicago LLC (ABN AMRO) of Chicago, Illinois, for failing to segregate or secure sufficient customer funds; failing to meet the minimum net capital requirements, failure to maintain accurate books and records, and failure to supervise its employees.

Eurex Clearing extends Lending CCP scope

16 hours ago | 263 views | 0

Eurex Clearing, one of the world's leading clearing houses, announced that it has extended the product and service scope of its Lending CCP, Europe's first central counterparty (CCP) service for the bilateral securities lending market.

Firm58 introduces Compliance and Surveillance suite

18 June 2013 | 248 views | 0

Firm58, Inc, an independent financial management software company, introduced today its new Compliance & Surveillance solution for Equity and Option Broker Dealers.

Union Bank of Taiwan signs up with Calastone TDCC service

18 June 2013 | 332 views | 0

Union Bank of Taiwan, a leading provider of financial services and Fund distributor in Taiwan, is the second distributor to sign up with Calastone through the new Taiwan Depository & Clearing Corporation (TDCC) fund service.

Omgeo names Jeannie Shanahan MD, GRC

17 June 2013 | 605 views | 0

Omgeo, the global standard for post-trade efficiency, today announced that Jeannie Shanahan has been named its new managing director of governance, risk management and compliance (GRC).

Each urges regulators to exempt CCPs from banking recovery bail-in provisions

13 June 2013 | 572 views | 0

In its regular monthly meeting on June, 7, 2013, EACH discussed the recent plans to amend certain elements of the banking recovery & resolution framework.

Trace Financial enhances Transformer for Emir

12 June 2013 | 607 views | 0

Trace Financial announced today that it has released a complete FpML 5.5 library for Transformer, the company's advanced message transformation application.

EDM Council scores top hack at 2013 Ontology Summit

12 June 2013 | 522 views | 0

The Enterprise Data Management (EDM) Council, a not-for-profit trade association dedicated to addressing the practical business strategies and technical implementation realities of enterprise data management, today announced the Council's hackathon took the top prize at the 2013 Ontology Summit, held at the National Institute of Standards and Technology (NIST) in May 2013.

Cofunds routes orders through Euroclear's EMX

12 June 2013 | 518 views | 0

Cofunds is linking to Euroclear's EMX Message System for further electronic fund transaction order routing, enabling Cofunds to reach 95% straight-through processing with the fund managers it interacts.

Liquidnet claims world first in use of FIX for post-trade

12 June 2013 | 489 views | 0

Liquidnet, the global institutional trading network, today announced that together with Capital Group that they are the first broker and asset manager combination to successfully complete the post-trade lifecycle by utilizing the FIX Protocol.