23 April 2014

All risk & regulation news

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Watchdog criticises SEC cybersecurity

22 April 2014  |  0

The Securities and Exchange Commission has been criticised by a US congressional watchdog over cybersecurity weaknesses, including the failure to authenticate users and encrypt sensitive data.

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Sifma calls for US market move to T+2

17 April 2014  |  0

Sifma is calling for the US capital markets industry to move to a T+2 settlement lifecylce, as other markets worldwide bid to bridge the gap between trade execution and delivery of financial contracts.

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SEC to conduct market-wide cyber-security checks

16 April 2014  |  0

The Securities and Exchange Commission is to conduct checks on more than 50 registered broker-dealers and investment advisors to assess their ability to counteract cyber-security threats.

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MEPs vote to curb high-frequency trading

16 April 2014  |  0

Members of the European Parliament have voted through new rules designed to clamp down on high-frequency trading 'Flash Boys'.

 

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