FIA and the FIA Principal Traders Group sent a letter to the Commodity Futures Trading Commission yesterday, urging the CFTC to leverage existing resources as it works to develop a 21st-century surveillance system.
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against J.P. Morgan Securities LLC (JPMS), a wholly-owned subsidiary of JPMorgan Chase & Co. and a CFTC-registered Futures Commission Merchant (FCM), for submitting inaccurate reports to the CFTC relating to the required reporting of positions held by certain large traders whose accounts are carried by JPMS.
In order to further the smooth transition to a global system of legal entity identification, the U.S. Commodity Futures Trading Commission (Commission) issued an Amended and Restated Order on July 22, 2014, extending the designation of the utility operated by DTCC-Swift as the provider of legal entity identifiers, or LEIs, pursuant to the Commission's swap data recordkeeping and reporting rules.
Today Commissioner Scott D. O'Malia sent the attached letter to President Barack Obama announcing his resignation from the Commission effective August 8, 2014.
The Commodity Futures Trading Commission Acting Chairman Mark Wetjen and Office of Financial Research Director Richard Berner today announced a Memorandum of Understanding on the terms and conditions for the CFTC and OFR to begin a joint project to enhance the quality, types and formats of data collected from registered swap data repositories.
Andrei Kirilenko, professor of the practice of finance at the MIT Sloan School of Management and former chief economist at the CFTC, explains how to bridge the gap between regulation and implementation and how to bring stakeholders in financial standards together.
Commissioner O'Malia talks about how the CFTC needs to move into the 20th century and use tech to crunch the big data questions. He also call for international agreement on sharing of swaps data and cooperation on tackling data quality.
The Commodity Futures Trading Commission (Commission) today approved for publication in the Federal Register a request for public comment on the Commission's swap data recordkeeping and reporting requirements under part 45 and related provisions.
Commodity Futures Trading Commission commissioner Scott O'Malia has slammed his own organisation for spending money on people, rather than technology.
The Commodity Futures Trading Commission (Commission) today announced measures to promote trading on swap execution facilities (SEFs) and support an orderly transition to mandatory trading of swaps, which begins for certain interest rate swaps on February 15, 2014.
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