Reporting/compliance

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Accuity launches dual-use goods screening engine

Accuity, the leading global provider of compliance solutions, has today launched its enhanced dual-use goods screening capability. This sophisticated screening engine intelligently differentiates between goods that could have civil and military purposes.

/Reporting/compliance

CFTC fines Barclays over trade confirmation fails

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to create, maintain, and promptly produce required confirmations for a significant number of Exchange for Related Position (EFRP) trades in violation of CFTC Regulations.

/Reporting/compliance

KY3P private cloud adds due dilligence questionnaire on vendor cyber security

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced an agreement with AITEC and the Alternative Investment Management Association (AIMA) to strategically strengthen its Know Your Third Party (KY3P) platform.

/Reporting/compliance

Tencent subsidiary Money Data turns to Thomson Reuters for AML compliance

Tencent’s subsidiary, Money Data Limited, has selected Thomson Reuters Risk solutions to comply with the Hong Kong Monetary Authority’s (HKMA) Anti Money Laundering (AML) and Countering the Financing of Terrorism (CFT) licensing requirements in its successful application to obtain the Stored Value Facilities (SVF) license under the Payment Systems and Stored Value Facilities Ordinance.

/Reporting/compliance

G-SIB US bank selects AxiomSL for regulatory reporting across Europe

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that one of the big four US banks has chosen AxiomSL’s capital calculation and reporting solutions for their two European subsidiaries in the UK and Ireland, as well as for their branches in the Netherlands, Switzerland, Luxembourg, Belgium, Germany, Italy, France and Spain.

/Reporting/compliance

Lombard Risk appoints new business development head for Emea

Lombard Risk Management plc (LSE: LRM), a leading provider of integrated regulatory compliance, collateral management and reporting solutions for the financial services industry, has appointed Adam Husted as Business Development Manager for EMEA.

/Reporting/compliance

Signicat launches FinTech Starter Pack

Signicat, the first and largest identity assurance provider in the world, today announced its FinTech Starter Pack to help new FinTech companies ensure immediate regulatory compliance.

/Reporting/compliance

Pegasystems upgrades client lifecycle management and KYC onboarding tech kit

Pegasystems Inc. (NASDAQ: PEGA), the software company empowering the world’s leading enterprises with strategic applications for customer engagement, today announced enhancements to its industry leading Pega Client Lifecycle Management (CLM) and Pega Know Your Customer (KYC) applications that provide the industry’s first unified solution for managing both corporate and personal banking customer journeys.

/Reporting/compliance

TruePTS allies with LEI Smart for counterparty data management

truePTS, the independent post-trade service provider for derivatives processing, has announced the launch of truePTS Counterparty Manager, a counterparty data management solution developed in partnership with LEI Smart.

/Reporting/compliance

Orange sets up shared compliance centre for African mobile money march

With the recent receipt of Electronic Money Establishment licenses (EME) in four countries (Senegal, Mali, Côte d’Ivoire and Guinea), Orange has further strengthened its position as a major player in the mobile financial services segment in Africa.

/Reporting/compliance

Swift's Sanctions Screening service pulls in 500th customer

SWIFT announces another important milestone for its hosted compliance services – the 500th customer for the SWIFT Sanctions Screening service.

/Reporting/compliance

Commerzbank selects AxiomSL reporting platform

AxiomSL, the leading provider of regulatory reporting and risk management solutions, was selected by Commerzbank, Germany’s second largest bank, to deliver the SEC 15c3-1 as well as other regulatory mandates such as the Financial and Operational Combined Uniform Single (FOCUS), Treasury International Capital (TIC), Off Balance Sheet reporting (OBS) and additional US Broker Dealer-based reports.

/Reporting/compliance

Jaywing releases Horizon for IFRS 9 modelling

Today, credit risk analytics expert Jaywing announced the release of Horizon, its new IFRS 9 impairment solution that enables lenders to quickly and cost-effectively produce IFRS 9 provisions, while supporting stress testing and ICAAP processes.

/Reporting/compliance

Lemanik Asset Management monitors compliance with Linedata

Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced that Lemanik Asset Management, the leading independent asset manager on the Luxembourg market, with USD 20 billion of assets held in 230 sub-funds, has chosen Linedata’s compliance monitoring software: Linedata Compliance.

/Reporting/compliance

Trax launches MiFID reference data service

Trax, a leading provider of capital market data, trade matching and regulatory reporting services, has launched a comprehensive MiFID instrument reference data service (‘Trax MiFID List') to help firms overcome the regulatory challenge of correctly identifying reportable instruments.

/Reporting/compliance

MarketAxess deploys Ancoa for market surveillance

Ancoa, provider of contextual surveillance and insightful analytics for exchanges, regulators, buy- & sell-side firms, today announced that MarketAxess Europe Ltd, a wholly owned subsidiary of MarketAxess Holdings Inc . (Nasdaq:MKTX), has deployed Ancoa’s market surveillance capabilities across its European fixed-income multilateral trading facility (MTF).

/Reporting/compliance

FSB assesses progress on OTC derivatives market reforms and trade reporting barriers

The Financial Stability Board (FSB) today published two reports on the implementation of key aspects of reforms to the over-the-counter (OTC) derivatives market.

/Reporting/compliance

SEC amends investment advisor rulebook

The Securities and Exchange Commission today adopted amendments to several Investment Advisers Act rules and the investment adviser registration and reporting form to enhance the reporting and disclosure of information by investment advisers.

/Reporting/compliance

AxiomSL connects with aosphere for global shareholding disclosure reporting

AxiomSL, the global leader in regulatory reporting and risk management solutions announced today it would provide a new shareholding disclosure service using content from online legal services provider aosphere LLP, an affiliate of leading international legal practice Allen & Overy LLP.

/Reporting/compliance

Brazil’s Banco Original adopts Swift’s KYC registry

WIFT announces today that Brazil based Banco Original is now using The Know Your Customer (KYC) Registry, SWIFT’s centralised repository which maintains a standardised set of information about financial institutions required for KYC compliance.

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