364 results about this entity
Period: 18 Oct 2004 - 24 Sep 2024
News
Google, Nyse Technolgies and Thomson Reuters are among 31 firms to throw their hats into the ring to build a consolidated audit trail (CAT) system to monitor and analyse US trading activity.
07 March 2013
The FBI has begun working with a new Securities and Exchange Commission (SEC) unit to take on algorithmic trading-based market manipulation.
06 March 2013
As trading resumed in New York after a two-day Hurricane Sandy-inflicted pause, the effectiveness of Wall Street's back-up plans to deal with disasters was being called into question.
01 November 2012
American stock exchanges are shutting down today, and provisionally tomorrow, as a precaution ahead of hurricane Sandy's arrival on the east coast.
29 October 2012
Nasdaq OMX ha defended its proposed $62 million compensation offer to firms affected by the botched Facebook IPO, describing the package, in a letter to the SEC, as "fair and equitable".
20 September 2012
The Securities and Exchange Commission has fined the New York Stock Exchange $5 million for giving proprietary customers a head-start by sending them market data before it went out to the public.
14 September 2012
Citi has written to the Securities and Exchange Commission urging the regulator to dismiss Nasdaq OMX's $62 million compensation offer for its "mishandling" of the Facebook IPO.
23 August 2012
Knight Capital looks set to survive last week's costly trading technology meltdown thanks to a $400 million rescue package put together by a group of investors.
06 August 2012
Knight Capital says that a "technology issue" at its market making unit was behind the volatile price movements in 140 shares yesterday that forced Nyse Euronext to cancel trades.
02 August 2012
The Securities and Exchange Commission (SEC) has voted to force US exchanges and Finra to build a consolidated audit trail system to monitor and analyse trading activity.
12 July 2012
The Securities and Exchange Commission (SEC) has given Nyse Euronext the green light to pilot a programme designed to attract retail investors from dark pools.
06 July 2012
Following last month's Facebook IPO fiasco, the Securities and Exchange Commission (SEC) is pondering forcing Nasdaq OMX to upgrade its trading systems, according to the Wall Street Journal.
29 June 2012
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