364 results about this entity
Period: 18 Oct 2004 - 24 Sep 2024
News
Knight Capital has reached a $12 million settlement with US regulators over a technology meltdown which caused market chaos and drove the firm to the brink of bankruptcy.
17 October 2013
The Securities and Exchange Commission is launching a public Web site packed with reams of the kind of data, research and analysis used by HFT traders in a bid to "transform the debate on market structure".
04 October 2013
US exchanges have agreed to implement 'kill switches' to shut down trading in the event of a technological failure.
13 September 2013
The US Securities and Exchange Commission is to convene a meeting of exchange heads and other market participants after a technical breakdown forced Nasdaq OMX to suspend trading for three hours Thursday.
23 August 2013
The Securities and Exchange Commission has charged a Texas man with running a bitcoin Ponzi scheme that raked in 700,000 bitcoins, worth $4.5 million, from unwary investors.
24 July 2013
The Securities and Exchange Commission (SEC) has fined Nasdaq OMX a record $10 million over its botched handling of the Facebook initial public offering (IPO) last year.
30 May 2013
The bosses of three major US exchanges met regulators yesterday to voice their concern about the amount of trading moving away from their public venues to private platforms such as dark pools.
10 April 2013
Citi has filed a claim with Nasdaq OMX to receive compensation relating to the exchange operator's botched Facebook IPO but has not ruled out further legal action, according to Reuters.
09 April 2013
Publicly-listed US companies can share market-moving information on Facebook and Twitter, the Securities and Exchange Commission (SEC) has ruled.
03 April 2013
The Securities and Exchange Commission (SEC) has approved Nasdaq OMX's planned $62 million compensation package for firms affected by last year's botched Facebook IPO.
25 March 2013
The Securities and Exchange Commission has sought to quell confusion among investment firms about the use of channels such as Facebook and Twitter for marketing communications by clarifying its social media rules.
18 March 2013
The Securities and Exchange Commission has approved new rules governing IT policies and procedures at 'key market participants', in an effort to better insulate the markets from vulnerabilities posed by systems technology issues.
08 March 2013
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