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Profile
Location
London
Member since
2024
Writes about
Financial Crime

Andrew's blog archive

2024 (1)
Andrew Waters

Andrew Waters

Global Head of Regulatory Affairs at TradingHub
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Bio Andrew Waters is Global Head of Regulatory Affairs at TradingHub, a leading provider of uniquely intelligent trade surveillance software for the global financial services industry.

Blogs

 

Regulators’ Focus on Primary Market Abuse Calls for Investment Banks to Fortify Trade Surveillance

01 Apr 2024

Regulatory actions are pointing towards a high stakes form of capital market manipulation, primary market abuse. Regulators are keen to curb traders’ practice of manipulating prices to create additional profits around corporate new issues. The CFTC recently penalized HSBC $45M for just this thing – citing the manipulation of bond issuer swaps. Bas...

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