Financial Services Regulation
Archive for: June, 2011
Rss feed of blogs Curtis Nash - Compliant Phones - London | 25/06/2011 | 4240 views
Earlier this month the Financial Times reported that UK market regulators fined a commodities broker for “market abuse” for the first time—a sign that the Financial Services Authority is cracking down on price manipulation. (http://on.ft.com/iuSz1S) In the US, the banking industry has been captivated by last month’s prosecu... Tags: Dealing rooms, Risk & regulation
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